| CLAUSE 35 OF EQUITY LISTING AGREEMENT | |||||||
| Name of the Company:Tata Tea Ltd | |||||||
| Scrip Code : | |||||||
| Quarter Ended : 30th September, 2006 | |||||||
| (I) (a) | Statement showing Shareholding Pattern | ||||||
| Category code | Category of Shareholder | Number of shareholders | Total number of shares | Number of shares held in dematerialised form | Total Shareholding as a percentage of total number of shares | ||
| As a percentage of (A+B)1 | As a percentage of (A+B+C) | ||||||
| (A) | Shareholding of Promoter and Promoter Group2 | ||||||
| (1) | Indian | ||||||
| (a) | Individuals / Hindu Undivided Family | 0 | 0 | 0 | 0.00 | 0.00 | |
| (b) | Central Government / State Government(s) | 0 | 0 | 0 | 0.00 | 0.00 | |
| (c) | Bodies Corporate | 9 | 16278319 | 16277719 | 29.00 | 28.95 | |
| (d) | Financial Institutions / Banks | 0 | 0 | 0 | 0.00 | 0.00 | |
| (e) | Any Other (specify) | ||||||
| 0 | 0 | 0 | 0.00 | 0.00 | |||
| Sub-Total (A) (1) | 9 | 16278319 | 16277719 | 29.00 | 28.95 | ||
| (2) | Foreign | 0.00 | |||||
| (a) | Invididuals (Non-Resident Individuals / Foreign Individuals) | 0 | 0 | 0 | 0.00 | 0.00 | |
| (b) | Bodies Corporate | 0 | 0 | 0 | 0.00 | 0.00 | |
| (c) | Institutions | 0 | 0 | 0 | 0.00 | 0.00 | |
| (d) | Any Other (specify) | 0 | 0 | 0 | 0.00 | 0.00 | |
| Sub-Total (A) (2) | 0 | 0 | 0 | 0.00 | 0.00 | ||
| Total Shareholding of Promoter and Promoter Group (A) = (A)(1)+(A)(2) | 9 | 16278319 | 16277719 | 29.00 | 28.95 | ||
| (B) | Public Shareholding3 | ||||||
| (1) | Institutions | ||||||
| (a) | Mutual Funds / UTI | 92 | 7836943 | 7725681 | 13.96 | 13.94 | |
| (b) | Financial Institutions / Banks | 101 | 9574999 | 9565071 | 17.06 | 17.03 | |
| (c) | Central Government / State Government(s) | 1 | 585 | 0 | 0.00 | 0.00 | |
| (d) | Venutre Capital Funds | 0 | 0 | 0 | 0.00 | 0.00 | |
| (e) | Insurance Companies * | 6 | 392491 | 392491 | 0.70 | 0.70 | |
| (f) | Foreign Institutional Investors | 81 | 6795849 | 6794523 | 12.10 | 12.09 | |
| (g) | Foreign Venture Capital Investors | 0 | 0 | 0 | 0.00 | 0.00 | |
| (h) | Any Other (specify) | 0 | 0 | 0 | 0.00 | 0.00 | |
| Sub-Total (B) (1) | 281 | 24600867 | 24477766 | 43.82 | 43.76 | ||
| (2) | Non-Institutions | ||||||
| (a) | Bodies Corporate | 1986 | 1693403 | 1630897 | 3.02 | 3.01 | |
| (b) | Individuals - | 0.00 | 0.00 | ||||
| i. | Individual shareholders holding nominal share capital upto Rs.1 lakh | 81253 | 12755813 | 9683365 | 22.72 | 22.69 | |
| ii. | Individual shareholders holding nominal share capital in excess of Rs.1 lakh | 26 | 457847 | 289612 | 0.82 | 0.81 | |
| (c) | Any Other (specify) | ||||||
| - Foreign Companies | 1 | 238 | 0 | 0.00 | 0.00 | ||
| - Non-Resident Individuals | 860 | 198482 | 189797 | 0.35 | 0.35 | ||
| - Trust | 21 | 125294 | 124831 | 0.22 | 0.23 | ||
| - Directors & their Relatives | 19 | 27552 | 15346 | 0.05 | 0.05 | ||
| Sub-Total (B) (2) | 84166 | 15258629 | 11933848 | 27.18 | 27.14 | ||
| Total Public Shareholding (B) = (B)(1)+(B)(2) | 84447 | 39859496 | 36411614 | 71.00 | 70.90 | ||
| TOTAL (A)+(B) | 84456 | 56137815 | 52689333 | 100.00 | 99.85 | ||
| (C) | Shares held by Custodians and against which Depository Receipts have been issued | 1 | 82042 | 82042 | 0.15 | 0.15 | |
| GRAND TOTAL (A)+(B)+(C) | 84457 | 56219857 | 52771375 | 100.15 | 100.00 | ||
| * Exclusive of Government Insurance Companies which are FIs | |||||||
| (I) (b) | Statement showing Shareholding of persons belonging to the category "Promoter and Promoter Group" | ||||||
| Sr. No. | Name of the Shareholder | Number of Shares | Shares as a percentage of total number of shares {i.e., Grand Total (A)+(B)+(C) indicated in statement at para (I) (a) above} | ||||
| 1 | Tata Coffee Ltd. | 198250 | 0.35 | ||||
| 2 | Ewart Investments Ltd. | 341636 | 0.61 | ||||
| 3 | Tata Sons Ltd. | 8467207 | 15.06 | ||||
| 4 | Tata Industries Ltd. | 73112 | 0.13 | ||||
| 5 | Tata Chemicals Ltd. | 4317514 | 7.68 | ||||
| 6 | Questar Investment Ltd. | 600 | 0.00 | ||||
| 7 | Tata Investment Corporation Ltd. | 2880000 | 5.12 | ||||
| TOTAL | 16278319 | 28.95 | |||||
| (I) (c) | Statement showing Shareholding of persons belonging to the category "Public" and holding more than 1% of the total number of shares | ||||||
| Sr. No. | Name of the Shareholder | Number of Shares | Shares as a percentage of total number of shares {i.e., Grand Total (A)+(B)+(C) indicated in statement at para (I) (a) above} | ||||
| 1 | Unit Trust of India Equity Fund | 670860 | 1.19 | ||||
| 2 | Unit Trust of India - Unit Linked Insurance Plan | 1256095 | 2.23 | ||||
| 3 | Life Insurance Corporation of India | 5997132 | 10.67 | ||||
| 4 | General Ins. Corporation of India | 576787 | 1.03 | ||||
| 5 | The New India Assurance Co. Ltd. | 720904 | 1.28 | ||||
| 6 | The Oriental Insurance Co. Ltd. | 562597 | 1.00 | ||||
| 7 | National Insurance Co. Ltd. | 583078 | 1.04 | ||||
| 8 | Reliance Capital Trustee co. Ltd A/c Reliance Vision Fund | 962335 | 1.71 | ||||
| 9 | Reliance Capital Trustee co. Ltd A/c Reliance Vision Fund | 651522 | 1.16 | ||||
| 10 | FID Funds (Mauritius) Ltd. | 1091036 | 1.94 | ||||
| 11 | HSBC Global Investment Funds A/c. HSBC Global Investment Funds Mauritius Ltd. | 600001 | 1.07 | ||||
| TOTAL | 13672347 | 24.32 | |||||
| (I) (d) | Statement showing details of locked-in shares | ||||||
| Sr. No. | Name of the Shareholder | Number of locked-in Shares | Locked-in shares as a percentage of total number of shares {i.e., Grand Total (A)+(B)+(C) indicated in statement at para (I) (a) above} | ||||
| 1 | Nil | ||||||
| TOTAL | |||||||
| (II) (a) | Statement showing details of Depository Receipts (DRs) | ||||||
| Sr. No. | Type of outstanding DR (ADRs, GDRs, SDRs, etc.) | Number of outstanding DRs | Number of shares underlying outstanding DRs | Shares underlying outstanding DRs as a percentage of total number of shares {i.e., Grand Total (A)+(B)+(C) indicated in statement at para (I) (a) above} | |||
| 1 | GDR | 82042 | 82042 | 0.15 | |||
| TOTAL | 82042 | 82042 | 0.15 | ||||
| (II) (b) | Statement showing Holding of Depository Receipts (DRs), where underlying shars are in excess of 1% of the total number of shares | ||||||
| Sr. No. | Name of the DR Holder | Type of outstanding DR (ADRs, GDRs, SDRs, etc.) | Number of shares underlying outstanding DRs | Shares underlying outstanding DRs as a percentage of total number of shares {i.e., Grand Total (A)+(B)+(C) indicated in statement at para (I) (a) above} | |||
| 1 | Nil | ||||||
| TOTAL | |||||||